Municipal Securities Rulemaking Board

Results: 1131



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681United States securities law / Municipal Securities Rulemaking Board / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Economy of the United States / Tower Amendment / Financial regulation / Self-regulatory organizations / Electronic Municipal Market Access

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-05-08 10:30:16
682Government / Financial regulation / Law / United States securities law / U.S. Securities and Exchange Commission / Rulemaking / Securities Exchange Act / Federal Register / United States administrative law / Self-regulatory organizations / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 9, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of a Designation of a Longer Period for Commiss

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Source URL: www.sec.gov

Language: English - Date: 2012-05-10 13:29:02
683Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping; Rel. No[removed], File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-04 19:04:10
684United States securities law / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Securities / Municipal Securities Rulemaking Board / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 6, 2011 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consist

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Source URL: www.sec.gov

Language: English - Date: 2011-09-06 14:50:15
685Securities Exchange Act / United States Securities and Exchange Commission / Financial regulation / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Business / Financial economics / Securities regulation in the United States / World Group Securities / United States securities law / Self-regulatory organizations / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Ame

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Source URL: www.sec.gov

Language: English - Date: 2004-09-08 15:44:34
686United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Self-regulatory organization / Securities Exchange Act / Financial system / Government / Municipal Securities Rulemaking Board / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-05-02 17:13:17
687Financial regulation / Self-regulatory organizations / Economy of the United States / Financial system / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / PCX / Municipal Securities Rulemaking Board / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program; Rel. No[removed], File No. SR-PCX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-09 15:15:46
688United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / United States / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / General Securities Principal Exam / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2004-09-08 10:15:05
689Expert witness / Brief / Motion / Municipal Securities Rulemaking Board / Witness / Evidence law / Law / U.S. Securities and Exchange Commission

ALJ Order dated Oct. 31, 2006

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Source URL: www.sec.gov

Language: English - Date: 2008-07-23 17:19:08
690Financial regulation / Self-regulatory organizations / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial system / Economy of the United States / Securities Act / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2005-05-26 12:34:34
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